Democrats are asking whether the Attorney General properly recused herself from cases involving clients of her brother, Brad ...

TRO bars Joan Greenspon and Amanda Salyer from reaching out to hundreds of former Edelman clients representing more than $300 million in assets, who left the mega-RIA following the advisors' ...

Rob Howland explains why the Great Wealth Transfer will reward RIAs who listen, educate, and guide families through ...

Elsewhere, Nitrogen claims a wealth tech first with AI governance certification, while Intellebox.ai forges a strategic ...

Meanwhile, Carson added an independent office in New York led by a mother-son duo, and Maridea gets a second location in ...

Advisors are increasingly looking for ways to bask in gold's warm glow, according to Jan van Eck, CEO of asset manager VanEck ...

Digital asset registered investment advisor Abra is planning to go public through a merger with special purpose acquisition ...

Firms believe AI will benefit customers – and that may be true - but the technology is one of the things people fear most.

Arizona prosecutors have formally charged prediction market operator Kalshi with multiple criminal misdemeanors, alleging the firm unlawfully facilitated wagers on sports outcomes and political ...

We have seen material flows going into sectors like energy, materials, and infrastructure,” said Anna Paglia, executive vice president and chief business officer at State Street.

Ruling vacates Labor Department’s 2024 fiduciary package and related exemptions, keeping existing Reg BI and state best-interest standards in place.

Some 13 years after its founding, hybrid RIA the Independent Advisor Alliance has rebranded, becoming Visionary Square. The organization, which supports over 250 advisors and over 140 advisor firms in ...